Patient one is an infant boy born at 35 weeks gestation via cesarean section who suffered from respiratory distress syndrome. Patient two is a female toddler with a medical history significant for neuroblastoma, which was treated with adrenocorticotropic horomone (ACTH), and stage II ganglioneuroblastoma. Patient three is an otherwise healthy male infant who underwent chest radiography for cough and fever.
Prepared by
Robert L. Emery, MD, CAPT USAF MC
and
Douglas P. Beall, MD, MAJ USAF MC
of the Department of Radiology and Nuclear Medicine, The
Uniformed Services University of the Health Sciences, Bethesda,
MD;
Justin Q. Ly, MD, CAPT USAF MC
of the Department of Radiology, Wilford Hall Medical Center,
Lackland Air Force Base, San Antonio, TX; and
Matthew D. Frick, MD
and
Alan D. Hoffman, MD
of the Department of Radiology, The Mayo Clinic, Rochester,
MN.
CASE SUMMARY
Patient one is an infant boy born at 35 weeks gestation via
cesarean section who suffered from respiratory distress syndrome.
The patient required ventilatory support, subsequently developing
bilateral pulmonary infiltrates with eosinophilia. The patient
recovered and, at 7 months of age, underwent a skeletal survey for
short stature and developmental delay; at this time, it was
incidentally noted that the patient had evidence of cervical lung
herniation. Work-up for developmental delay revealed a normal
karyotype and metabolic screen. At 9 months of age, this patient
developed a small-bowel obstruction secondary to a ventral
umbilical hernia. Following laparotomy and repair of the
obstruction, the patient's recovery was complicated by
cytomegalovirus (CMV) colitis. No definitive cause for this baby's
developmental delay was discovered prior to loss to follow-up.
Patient two is a female toddler with a medical history
significant for neuroblastoma, which was treated with
adrenocorticotropic horomone (ACTH), and stage II
ganglioneuroblastoma. On a chest radiograph for follow-up of a
recent pulmonary infection, congenital cervical lung herniation was
detected. Review of prior films dating back to birth revealed that
there was subtle evidence of lung herniation.
Patient three is an otherwise healthy male infant who underwent
chest radiography for cough and fever. The finding of cervical lung
herniation was made incidentally.
DIAGNOSIS
Congenital cervical lung herniation
DISCUSSION
As described by Morel-Lavallae in 1845, lung hernias are
classified first by location: cervical, chest wall, or
diaphragmatic; and secondarily by etiology: congenital,
spontaneous, traumatic, or pathological.
1
The most common etiology for lung herniation is trauma, but in the
pediatric population, congenital or spontaneous lung hernias can
also occur. A congenital hernia is described when the parietal
pleura is intact, while a traumatic hernia is diagnosed if the
parietal pleura is disrupted. Cervical herniation is the least
common location of lung herniation. In patients <3 years of age
with no history of recent trauma, herniations are thought to be
either congenital or spontaneous. The hernias can be unilateral or
bilateral (Figure 1) and are three times more common on the right.
2
If a defect is present in Sibson's fascia (Figure 2) and the
intrathoracic pressure is increased, a cervical lung herniation may
occur. The cupola of the lung protrudes into or through the fascia
at the thoracic inlet. It is unknown if an inherent weakness in the
fascia predisposes individuals to this type of hernia, and it is
also uncertain whether individuals with apical lung herniations are
at increased risk for other hernias secondary to a generalized
fascial laxity. These questions were posed by Grunebaum and Griscom
3
after they noted the presence of two hernias elsewhere and a
hydrocele in their small series.
Sibson's fascia, otherwise known as deep cervical fascia,
suprapleural membrane, and membrana suprapleuralis, acts like a
diaphragm across the thoracic inlet. Sibson's fascia originates
from the transverse process of the seventh cervical vertebrae and
inserts along the inner border of the first rib and costal
cartilage (Figure 2). At the periphery, the thickened portion of
the endothoracic fascia blends with Sibson's fascia. The fascia
also blends into the parietal pleura and is often reinforced by the
scalenus minimus muscle. Three superficial bands arise from the
scalene prevertebral fascia and also strengthen Sibson's fascia.
4
These bands are the vertebromembranous with a C7 and T1 origin, the
transversomembranous with a C7 origin, and the costomembranous with
an origin at the neck of the first rib. All three insert on the
first rib. If the scalenus minimus is not present, the latter two
bands receive contributions from its remnants. The boundaries of
Sibson's fascia are posteriorly and laterally the vertebral column,
first rib, levator scapulae, and scalenus medius muscle; medially
the superior mediastinal structures; and anteriorly the scalenus
anterior and sternocleidomastoid muscles.
3
Cervical lung herniation is infrequently described in the
literature, and most of the "herniations" found in the literature
are actually protrusions.
4
Despite the lack of clarity in the nomenclature of these lung
protrusions, little attempt has been made to delineate a hernia
from a protrusion. The first distinction made between the two is
that a true hernia is secondary to a tear or defects in Sibson's
fascia and is very uncommon, while a protrusion is felt to be
secondary to weakening of Sibson's fascia. Unfortunately, a tear or
defect is indiscernible without surgery.
4
Also, because lung protrusions regress spontaneously, those bulges
that do not regress or progress are labeled as hernias.
Interestingly, most cases described as protrusions have a superior
extent of no greater than C6, C7, or the superior margin of the T11
vertebral body.
Making the distinction more difficult, in 1978 Grunebaum and
Griscom
3
described a case of a 3-month-old who had a cervical lung
herniation to the level of C4 that regressed and disappeared in 2
years. We also note an apical lung herniation to the level of the
C5 vertebral body, which reduced spontaneously on a subsequent
radiograph 1 week later (Figure 3).
The cervical lung hernias can often be palpated in the neck or
supraclavicular area, especially in situations in which
intrathoracic pressure is increased. Crying, coughing, straining,
and valsalva can all produce the characteristic mass that can give
the patient a "frog-like" appearance.
5
Crepitation may be felt over the mass, but pain and hoarseness are
notably absent.
It is recommended that the patient increase intrathoracic
pressure by any of the aforementioned maneuvers during radiographic
procedures. The frontal view often does not demonstrate the hernia,
and a lateral neck film with valsalva is often the procedure of
choice (Figures 3A and B). Spontaneous reduction may prevent
radiographic spot film visualization (Figures 3C and 4A).
Fluoroscopy with frontal and oblique views may aid in the
diagnosis, especially with a young or uncooperative patient. The
trachea often deviates away from the protrusion (Figure 4B), and in
the lateral projection, the cervical trachea may be narrowed
(Figure 3A).
Lightwood and Cleland
1
stated, "the results of [surgical] repair are satisfactory provided
that selection is restricted to those with a definite hernia." This
opinion reinforces the need to develop objective criteria for
differentiation between a cervical lung herniation and a lung
protrusion. To date, there is poor criteria to differentiate
between the two. Currarino
4
describes protrusions as not uncommon, seen often in the first 3
years of life, varying greatly in size without a separation between
mild and severe forms, and the majority resolving before the age of
3. With these facts, it may be reasonable to state that those
"protrusions" occurring after the age of 3 or those protrusions
increasing in size from birth to age 3 may, in fact, be cervical
lung hernias. Additionally, the bulk of the literature on cervical
lung protrusions indicates that most of these protrusions do not
extend superior to the C6 vertebral body. This seems reasonable
given the anatomic location of Sibson's fascia, which extends from
the transverse process of C7 to the inner border of the first rib
(Figure 2). The prior reported cases in combination with this
anatomic information would suggest that apical lung protrusions
that extend more cephelad than the superior endplate of the C6
vertebral body would be more consistent with cervical lung
herniations. This development of differentiating criteria should be
considered important not only to decrease the potential morbidity
from this entity but because of the satisfactory repair noted by
Lightwood and Cleland
1
whose patients were "restricted to those with a definite
hernia."
Surgery is required only for those with persistent hernias
because protrusions (and even some herniations) are noted to
resolve spontaneously. A conservative approach to a presumed apical
hernia is warranted, unless respiratory distress is noted. If the
cervical lung herniation does not reduce, even with decreased
intrathoracic pressure, the possibility of an incarcerated lung
should be considered. If the lung herniation persists over time and
does not regress, surgery is a viable option. A direct suture
technique is used in small tears in Sibson's fascia while
prosthetic materials may be used to repair larger tears. The
transthoracic route is often used, although the alternate cervical
route is advocated by some surgeons.
1
Other indications for surgery include cosmetic repair and
incarceration (although no case reports exist describing cervical
lung hernia incarceration). Patients may also undergo surgery to
reduce the risk of pneumothorax. Procedures such as tracheostomy
and jugular and subclavian line placement also have higher
theoretical complications given the closer proximity of the apex of
the lung, and adequate caution must be exercised when performing
thoracic interventional procedures in these patients.
CONCLUSION
The natural course for cervical lung hernias is not described in
the literature, and there is substantial confusion in
differentiating cervical lung protrusions from lung herniations.
Complicating this distinction, there has been at least one reported
case of spontaneous regression of a cervical lung herniation but no
specific radiographic guidelines to differentiate between the two.
Although most true cervical lung hernias occur after trauma,
congenital and spontaneous cases do exist. Radiographically,
differentiating between a herniation and a protrusion has
traditionally been a matter of opinion, and deciding on a follow-up
regimen versus surgical correction can often prove to be a
difficult decision. Establishment of objective criteria for
differentiating a cervical lung herniation from a protrusion will
assist in determining the follow-up necessary (if any) and in
formulating a treatment plan